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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2016-06-22 |
| TX | RA | APPROVED_RES | 2016-06-22 |
Branch Locations
500 East Broward Blvd Suite 2200, Fort Lauderdale, FL 33394-3000 • United States
Fort Lauderdale, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Fort Lauderdale | FL | 06/2016 | Present |
| City National Bank | Ft. Lauderdale | FL | 09/2016 | Present |
TARPON RIVER LLC.; ADDRESS: PERSONAL RESIDENCE; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: ESTATE PLANNING PURPOSES; CAPACITY: OWNER-ACTIVE; START DATE: 7/23/2018; DUTIES: MAKING CHANGES FOR ESTATE PLANNING PURPOSES; HOURS DEVOTED PER MONTH: 0; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 2011-08-19 |
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