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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-07-02
FL RA APPROVED 2023-01-13
NY RA APPROVED 2021-06-14
  • CT RA
    APPROVED
    Since 2024-07-02
  • FL RA
    APPROVED
    Since 2023-01-13
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

900 Stewart Ave Suite 260, Garden City, NY 11530 • United States

Palm Beach Gardens, FL • United States

New Milford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company/Lee, Nolan And Koroghlian, Llc Garden City NY 07/1985 Present
Mml Investors Services, Inc. New York NY 08/1991 Present
  • 07/1985 → Present
    Massmutual Life Insurance Company/Lee, Nolan And Koroghlian, Llc
    Garden City, NY
  • 08/1991 → Present
    Mml Investors Services, Inc.
    New York, NY
Other Businesses

1) NAME: RONALD B. LEE INV REL: Y ADD: RESIDENTIAL ADD NATURE: INDIVIDUAL LIFE, HEALTH. POSITION: SALES, AGENT. START DATE: 1991 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 3.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-05-29
  • S63 Uniform Securities Agent State Law Examination
    1987-05-29
Designations

View on SEC IAPD

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