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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-07-02 |
| FL | RA | APPROVED | 2023-01-13 |
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
900 Stewart Ave Suite 260, Garden City, NY 11530 • United States
Palm Beach Gardens, FL • United States
New Milford, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company/Lee, Nolan And Koroghlian, Llc | Garden City | NY | 07/1985 | Present |
| Mml Investors Services, Inc. | New York | NY | 08/1991 | Present |
1) NAME: RONALD B. LEE INV REL: Y ADD: RESIDENTIAL ADD NATURE: INDIVIDUAL LIFE, HEALTH. POSITION: SALES, AGENT. START DATE: 1991 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 3.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-05-29 |
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