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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-07-30 |
| NC | RA | APPROVED | 2007-09-14 |
Branch Locations
3605 Glenwood Ave., Suite 390, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Raleigh | NC | 09/2007 | Present |
1. Cottingham Investments LLC; 8800 Cottingham Way Raleigh, NC 27615; Bought single family house for my daughter to live in and established LLC for liability protection.; Sole owner of house; Maintain property for my daughter and 2 grandchildren to live in...; 08/04/2023; 10 hrs/year; Not during securities trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 1987-08-05 |
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