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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2020-04-09 |
| IL | RA | APPROVED | 2020-03-17 |
| NV | RA | APPROVED | 2019-10-07 |
| AR | RA | APPROVED | 2019-10-01 |
| MN | RA | APPROVED | 2019-09-30 |
| CO | RA | APPROVED | 2019-09-27 |
| CA | RA | APPROVED | 2019-08-06 |
Branch Locations
225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Minneapolis | MN | 11/2013 | 07/2019 |
| Wedbush Securities Inc. | Palm Desert | CA | 08/2019 | 07/2024 |
| Wedbush Securities | Los Angeles | CA | 08/2024 | Present |
MK Wealth Management LLC; Investment Related; La Quinta, CA; DBA for Wedbush Securities Business; President; Start 3/2025; Approx 160 hours monthly devoted during business hours; DBA for Wedbush Securities Business
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 1982-08-02 |
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