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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-05-04 |
| NV | RA | APPROVED | 2022-11-21 |
| ME | RA | APPROVED | 2008-01-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | New York | NY | 12/2000 | Present |
| Park Avenue Securities | New York | NY | 12/2000 | Present |
1. Trustee - Martin Murphy trust Provide a sounding board for Mary Murphy the deceased's wife regarding trust matters Start: 06/01/2015 Address: DOWNEY & DOWNEY PC 700 Pleasant St; New Bedford, MA 02742 1 bus hr per month Not investment related 2. Other companies insurance products Broker other insurance products when clients have needs which cannot be met through Guardian. Start: 02/01/2019 Address: 45 Bridgton Road, Westbrook ME 04092 5 bus hrs per month Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-17 |
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