Shawn Patrick Millerick

Current Employers

Employment History

• 01/1998 → 10/2016
  Millerick Financial Services Inc
  Concord, NH
• 09/2014 → 11/2021
  Voya Financial Advisors
  Concord, NH
• 11/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 10/2016 → Present
  Millerick & Associates
  Concord, NH
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2011-01-03 → 2021-11-18
  Voya Financial Advisors, Inc.
  Albany, NY
  Concord, NH
  Braintree, MA
  Windsor, CT
• 2000-07-05 → 2011-01-03
  Voya Financial Partners, Llc
  Concord, NH
  Bow, NH
  Concord, NH
  Latham, NY
  Concord, NH
  N. Quincy, MA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 11/2021 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: MILLERICK & ASSOCIATES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE START DATE: 10/2016 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: OFFER FIXED INSURANCE; 3. NAME OF OTHER BUSINESS: CETERA WEALTH PARTNERS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 6/2023;, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 0, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: NEXT LEVEL LIVING; INVESTMENT RELATED: NO; ADDRESS: 3 NORTH STATE STREET CONCORD, NH 03301; NATURE OF BUSINESS: NON PROFIT; START DATE: 01/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER/ TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: WILL PROVIDE OVERSIGHT ON THE ORGANIZATIONS FINANCES, BUDGETING, PLANNING, COMPLIANCE AND GOVERNANCE;

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-20
• S63 Uniform Securities Agent State Law Examination
  1997-10-10

Other Names

• Shawn Patrick Millerick