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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2025-07-11 |
Branch Locations
23 Bridgton Road Suite 102, Westbrook, ME 04092 • United States
Windham, ME • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Falmouth | ME | 02/2015 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 05/2021 |
| Mml Investors Services, Llc | Falmouth | ME | 03/2016 | 05/2021 |
| Baystate Financial | Falmouth | ME | 02/2015 | 05/2021 |
| Insight Folios | Windham | ME | 05/2021 | 06/2025 |
| Mass Mutual Life Insurance Co | Falmouth | ME | 07/2016 | 05/2021 |
| Purshe Kaplan Sterling Investments | Windham | ME | 05/2021 | 06/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2025 | Present |
| Cetera Wealth Services Llc | El Segundo | CA | 06/2025 | Present |
1. NAME OF OTHER BUSINESS: CETERA WEALTH PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-08 |
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