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Current Employers
Live Oak Wealth Advisory Group, Llc

3730 Kirby Drive Suite 1200, Houston, TX 77030 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2015-06-10
TX RA APPROVED 2010-11-01
  • NM RA
    APPROVED
    Since 2015-06-10
  • TX RA
    APPROVED
    Since 2010-11-01

Branch Locations

3730 Kirby Drive Suite 1200, Houston, TX 77030 • United States

Santa Fe, NM • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jobes Solo Investment Group, Llc Houston TX 10/2010 Present
  • 10/2010 → Present
    Jobes Solo Investment Group, Llc
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-06-24
S63 Uniform Securities Agent State Law Examination 1981-09-01
  • S65 Uniform Investment Adviser Law Examination
    1994-06-24
  • S63 Uniform Securities Agent State Law Examination
    1981-09-01
Other Names
  • William Kenneth Jobes
  • Ken Jobes

View on SEC IAPD

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