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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| TX | RA | APPROVED_RES | 2018-02-01 |
Branch Locations
286 Madison Ave Suite 901, New York, NY 10017 • United States
Scarsdale, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services | New York | NY | 03/1996 | Present |
| Mass Mutual Life Insurance | New York | NY | 03/1996 | Present |
NAME: FREDRIC R HOROWITZ INV REL: Y ADD: 6 FOUNTAIN TERRACE, SCARSDALE, NY 10583 NATURE: BROKREAGE, LIFE, HEALTH POSITION: OWNER, AGENT START DATE: 1979 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 (2) NAME: FREDRIC R HOROWITZ ATTORNEY AT LAW INV REL: Y ADD: 6 FOUNTAIN TERRACE, SCARSDALE, NY 10583 NATURE: LEGAL CONSULTING POSITION: CLIENT ADVOCATE START DATE: 1979 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-10-23 |
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