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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| TX | RA | APPROVED | 2017-04-13 |
| NJ | RA | APPROVED | 2017-03-31 |
Branch Locations
390 Madison Ave Floor 11, New York, NY 10017 • United States
390 Madison Ave, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Mineola | NY | 03/2017 | Present |
| Unemployed | Smithtown | NY | 07/2016 | 10/2016 |
| Shoprite | Selden | NY | 10/2016 | 03/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-30 |
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