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Christopher J. Harford

J.P. Morgan Securities LLC

New York, NY

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED 2017-04-13
NJ RA APPROVED 2017-03-31
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED
    Since 2017-04-13
  • NJ RA
    APPROVED
    Since 2017-03-31

Branch Locations

390 Madison Ave Floor 11, New York, NY 10017 • United States

390 Madison Ave, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Mineola NY 03/2017 Present
Unemployed Smithtown NY 07/2016 10/2016
Shoprite Selden NY 10/2016 03/2017
  • 03/2017 → Present
    Jpmorgan Securities Llc
    Mineola, NY
  • 07/2016 → 10/2016
    Unemployed
    Smithtown, NY
  • 10/2016 → 03/2017
    Shoprite
    Selden, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-04
S63 Uniform Securities Agent State Law Examination 2013-12-30
  • S66 Uniform Combined State Law Examination
    2017-01-04
  • S63 Uniform Securities Agent State Law Examination
    2013-12-30
Other Names
  • C J Harford
  • Christopher John Harford
  • Christopher J Harford

View on SEC IAPD

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