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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-10-18 |
Branch Locations
4141 Parklake Ave Ste 450, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hopper Financial Group, Inc. | Raleigh | NC | 07/1997 | Present |
| Financial Independence Planning Group, Llp | Raleigh | NC | 01/1998 | 10/2023 |
| Blanton & Hopper Investments | Raleigh | NC | 07/1996 | Present |
| The O.N. Equity Sales Company | Cincinnati | OH | 12/2003 | 10/2023 |
| Principal Securities, Inc. | Raleigh | NC | 10/2023 | Present |
FIXED INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/07/2025 ADDRESS: 4141 Parklake Ave, Suite 450, Raleigh NC 27613, United States DESCRIPTION: Sales & Service of Fixed insurance products: Fixed Life Insurance, Annuities, Disability Income and Health Insurance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 1985-02-28 |
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