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William Robert Holland

The Holland Group, Inc.

San Diego, CA

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Current Employers
The Holland Group, Inc.

701 B Street Suite 1830, San Diego, CA 92101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2005-09-01
  • CA RA
    APPROVED
    Since 2005-09-01

Branch Locations

701 B Street, Suite 1830, San Diego, CA 92101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Securities Center, Inc. Chula Vista CA 11/2004 01/2017
The Holland Group, Inc. San Diego CA 02/2005 Present
Western International Securities, Inc. Pasadena CA 12/2016 12/2022
Lpl Financial San Diego CA 06/2025 Present
  • 11/2004 → 01/2017
    The Securities Center, Inc.
    Chula Vista, CA
  • 02/2005 → Present
    San Diego, CA
  • 12/2016 → 12/2022
    Western International Securities, Inc.
    Pasadena, CA
  • 06/2025 → Present
    Lpl Financial
    San Diego, CA
Previous Registrations
  • 2016-12-13 → 2022-12-31
    Western International Securities, Inc.
    San Diego, CA
    Chula Vista, CA
    Crystal Bay, NV
    Pasadena, CA
  • 2003-07-01 → 2004-11-29
    San Diego, CA
  • 1998-03-27 → 2003-07-01
    Prudential Equity Group, Llc
    San Diego, CA
Other Businesses

1)07/21/2025 - Western International Securities, Inc. - Advisor - Inv Rel - San Diego, CA - Start: 02/01/2005 - 240 Hr/Mth 2)07/21/2025 - THE HOLLAND GROUP INC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - start date: 02/01/2005 - 240 hr/mnth 3) 07/22/2025 - THE HOLLAND GROUP, INC. - Registered Investment Advisor DBA - Inv Rel - At Reported Business Location(s) - start date: 02/01/2005 - 240 hr/mnth 6 hr during trading.. I provide administrative support to The Holland Group, Inc, an independent investment advisor firm. I started this business activity in 7/2025. I expect to spend approximately 240 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-11-05
  • S63 Uniform Securities Agent State Law Examination
    2003-11-05
Other Names
  • William R. Holland
  • Bill Holland

View on SEC IAPD

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