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701 B Street Suite 1830, San Diego, CA 92101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2005-09-01 |
Branch Locations
701 B Street, Suite 1830, San Diego, CA 92101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Securities Center, Inc. | Chula Vista | CA | 11/2004 | 01/2017 |
| The Holland Group, Inc. | San Diego | CA | 02/2005 | Present |
| Western International Securities, Inc. | Pasadena | CA | 12/2016 | 12/2022 |
| Lpl Financial | San Diego | CA | 06/2025 | Present |
1)07/21/2025 - Western International Securities, Inc. - Advisor - Inv Rel - San Diego, CA - Start: 02/01/2005 - 240 Hr/Mth 2)07/21/2025 - THE HOLLAND GROUP INC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - start date: 02/01/2005 - 240 hr/mnth 3) 07/22/2025 - THE HOLLAND GROUP, INC. - Registered Investment Advisor DBA - Inv Rel - At Reported Business Location(s) - start date: 02/01/2005 - 240 hr/mnth 6 hr during trading.. I provide administrative support to The Holland Group, Inc, an independent investment advisor firm. I started this business activity in 7/2025. I expect to spend approximately 240 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-11-05 |
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