Stanley Manuel Hochhauser

Current Employers

Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-22
TX	RA	APPROVED_RES	2014-04-16
NJ	RA	APPROVED	2008-10-03
CA	RA	APPROVED	2006-04-05

NY RA
APPROVED

Since 2021-06-22
TX RA
APPROVED_RES

Since 2014-04-16
NJ RA
APPROVED

Since 2008-10-03
CA RA
APPROVED

Since 2006-04-05

Branch Locations

1166 Avenue Of The Americas 21St Floor, New York, NY 10036 • United States

Water Mill, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Janney Montgomery Scott Llc	New York	NY	12/2001	Present

12/2001 → Present

Janney Montgomery Scott Llc

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-09-16
S63	Uniform Securities Agent State Law Examination	1982-05-14

S65 Uniform Investment Adviser Law Examination

1993-09-16
S63 Uniform Securities Agent State Law Examination

1982-05-14

View on SEC IAPD

Current Employers

Janney Montgomery Scott Llc

Disclosures

Employment History

Exams

Other Firms

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