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Anthony Francis Hartigan

Ubs Financial Services Inc.

Manchester, NH

West Palm Beach, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-06
  • FL RA
    APPROVED
    Since 2026-04-06

Branch Locations

1155 Elm Street Suite 501, Manchester, NH 03101 • United States

701 S Olive Avenue Apartment 718, West Palm Beach, FL 33401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Concord NH 12/2009 11/2023
Ubs Financial Services Inc Manchester NH 11/2025 Present
Unemployed Moultonborough NH 11/2023 11/2025
  • 12/2009 → 11/2023
    Bank Of America, N.A.
    Concord, NH
  • 11/2025 → Present
    Ubs Financial Services Inc
    Manchester, NH
  • 11/2023 → 11/2025
    Unemployed
    Moultonborough, NH
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-02-08
S63 Uniform Securities Agent State Law Examination 1990-01-18
  • S65 Uniform Investment Adviser Law Examination
    1994-02-08
  • S63 Uniform Securities Agent State Law Examination
    1990-01-18
Other Names
  • Tony Hartigan

View on SEC IAPD

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MORGAN STANLEY · Manchester, NH
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EAGLE STRATEGIES LLC · MANCHESTER, NH
EAGLE STRATEGIES LLC · MANCHESTER, NH
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