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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2025-01-03 |
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED_RES | 2009-08-10 |
Branch Locations
1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States
299 Park Avenue 8Th Floor, New York, NY 10171 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New York | NY | 04/2009 | Present |
MEAD CAPITAL PROPERTIES LLC. HAMILTON, NY. NOT INVESTMENT RELATED. RESIDENTIAL BUILDING. SENIOR PARTNER. 1978. 16 HOURS PER MONTH, NONE DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-19 |
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