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Thomas Edward Gummersbach

Huntleigh Advisors, Inc.

Saint Louis, MO

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Current Employers
Huntleigh Advisors, Inc.

7800 Forsyth Blvd. 5Th Floor, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-05
TX RA APPROVED_RES 2021-09-22
DE RA APPROVED 2021-03-22
MO RA APPROVED 2005-03-04
  • CA RA
    APPROVED
    Since 2026-01-05
  • TX RA
    APPROVED_RES
    Since 2021-09-22
  • DE RA
    APPROVED
    Since 2021-03-22
  • MO RA
    APPROVED
    Since 2005-03-04

Branch Locations

7800 Forsyth Blvd 5Th Floor, Saint Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Huntleigh Securities Corporation St. Louis MO 02/2005 Present
  • 02/2005 → Present
    Huntleigh Securities Corporation
    St. Louis, MO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-11-10
S63 Uniform Securities Agent State Law Examination 1979-09-08
  • S65 Uniform Investment Adviser Law Examination
    2004-11-10
  • S63 Uniform Securities Agent State Law Examination
    1979-09-08

View on SEC IAPD

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