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Michael Moore Griffith

Oppenheimer & Co. Inc.

Fort Lauderdale, FL

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2005-11-21
CT RA APPROVED 2005-11-18
FL RA APPROVED 2005-11-08
  • MA RA
    APPROVED
    Since 2005-11-21
  • CT RA
    APPROVED
    Since 2005-11-18
  • FL RA
    APPROVED
    Since 2005-11-08

Branch Locations

100 South East 3Rd Avenue Suite 2100, Fort Lauderdale, FL 33394 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cibc World Markets Ft Lauderdale FL 05/1992 Present
Fahnestock & Co. Inc. New York NY 01/2003 Present
  • 05/1992 → Present
    Cibc World Markets
    Ft Lauderdale, FL
  • 01/2003 → Present
    Fahnestock & Co. Inc.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-11-05
S63 Uniform Securities Agent State Law Examination 1991-10-15
  • S65 Uniform Investment Adviser Law Examination
    2005-11-05
  • S63 Uniform Securities Agent State Law Examination
    1991-10-15
Other Names
  • Michael M Griffith

View on SEC IAPD

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