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Asa Wesley Graves

Graves Light Lenhart

Harrisonburg, VA

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Current Employers
Graves Light Lenhart

100 South Mason Street Suite C, Harrisonburg, VA 22801 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-15
VA RA APPROVED 2018-09-04
  • TX RA
    APPROVED_RES
    Since 2025-01-15
  • VA RA
    APPROVED
    Since 2018-09-04

Branch Locations

100 South Mason Street, Suite C, Harrisonburg, VA 22801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Harrisonburg VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Harrisonburg VA 11/2016 08/2018
Graves-Light Private Wealth Management, Inc. Harrisonburg VA 08/2018 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Harrisonburg, VA
  • 11/2016 → 08/2018
    Harrisonburg, VA
  • 08/2018 → Present
    Graves-Light Private Wealth Management, Inc.
    Harrisonburg, VA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-18
S63 Uniform Securities Agent State Law Examination 1988-04-01
  • S65 Uniform Investment Adviser Law Examination
    1997-03-18
  • S63 Uniform Securities Agent State Law Examination
    1988-04-01
Other Names
  • Asa Wesley Graves
  • A Wesley Graves
  • Wes Graves
  • Asa Wesley Graves

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