Mark William Goldberg

Current Employers

Employment History

• 09/1995 → 04/2019
  Camp Horizons Inc
  South Windam, CT
• 02/2003 → 11/2017
  National Planning Corporation
  Glastonbury, CT
• 11/2017 → Present
  Lpl Financial Llc
  Glastonbury, CT
• 03/2022 → Present
  Nutmeg State Financial Credit Union
  Glastonbury, CT
• 09/2023 → Present
  Gateway Wealth Partners, Llc
  Glastonbury, CT
• 11/2017 → 09/2023
  Lpl Financial Llc Dba Gateway Financial Partners
  Glastonbury, CT

Previous Registrations

• 2003-02-11 → 2017-12-05
  National Planning Corporation
  Glastonbury, CT
  Glastonbury, CT
  Los Angeles, CA
• 1997-05-21 → 2003-02-10
  Voya Financial Advisors, Inc.
  Glastonbury, CT

Other Businesses

1. 11/29/2017 - GATEWAY FINANCIAL PARTNERS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 1994 - 160 Hours Per Month/40 Hours During Securities Trading. 2. 10/30/2023 - Gateway Wealth Partners - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Start Date: 10/25/2023 - 80 Hrs/Mo; 4 hrs During trading - I provide investment advisory services through Gateway Wealth Partners, LLC, an independent investment advisor firm. I started this business activity in 10/2023. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-10-18
• S63 Uniform Securities Agent State Law Examination
  1983-09-29