Marvin Dean Gilliland

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2021-10-11
TX	RA	APPROVED_RES	2021-10-08

IA RA
APPROVED

Since 2021-10-11
TX RA
APPROVED_RES

Since 2021-10-08

Branch Locations

1250 Nw 128Th Street Suite 200, Clive, IA 50325-7474 • United States

Des Moines, IA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	10/2021
Rbc Capital Markets, Llc	Clive	IA	10/2021	Present
Morgan Stanley Private Bank, N.A	New York	NY	01/2015	10/2021

01/2015 → 10/2021

Morgan Stanley Private Bank, National Association

New York, NY
10/2021 → Present

Rbc Capital Markets, Llc

Clive, IA
01/2015 → 10/2021

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2009-06-01 → 2021-11-01

Morgan Stanley

West Des Moines, IA
1999-01-01 → 2009-06-01

Citigroup Global Markets Inc.

Des Moines, IA

Des Moines, IA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1988-05-25

S63 Uniform Securities Agent State Law Examination

1988-05-25

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

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