John Andrew Gaines

Current Employers

Employment History

• 11/2001 → Present
  Lpl Financial, Llc
  Laguna Niguel, CA
• 04/2001 → Present
  John Andrew Gaines (Dba: Gaines, John Andrew)
  Laguna Niguel, CA

Other Businesses

1. 4/27/2004 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - FIXED INSURANCE. 2. 9/16/2020 - John Andrew Gaines - DBA: (FP) Gaines, John Andrew - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started 07/05/2002 - 10 Hours Per Month/0 Hours During Securities Trading - I provide financial planning and consulting services through Gaines, John Andrew, an independent investment advisor firm. I started this business activity in 7/2002. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.

Exams

• S63 Uniform Securities Agent State Law Examination
  2007-04-11
• S65 Uniform Investment Adviser Law Examination
  1999-09-21

Designations