Best Investors
Account
Sign in
Best Investors
Account
Sign in
Oppenheimer & Co. Inc. CRD 249
$36.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-07 |
| TX | RA | APPROVED | 2018-11-29 |
Branch Locations
777 Third Avenue 34Th Floor, New York, NY 10017 • United States
Southhampton, NY • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | New York | NY | 03/2008 | 11/2018 |
| City National Bank | New York | NY | 11/2016 | 11/2018 |
| Oppenheimer & Co. Inc. | New York | NY | 11/2018 | Present |
PRESIDENT OF FELBERBAUM FAMILY FOUNDATION, A FAMILY FOUNDATION SET-UP TO GIVE CHARITABLE DONATIONS. THIS IS NOT AN INVESTMENT-RELATED BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-05-20 |
Reach out to this advisor