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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-03-10
FL RA APPROVED 1999-12-07
  • TX RA
    APPROVED_RES
    Since 2006-03-10
  • FL RA
    APPROVED
    Since 1999-12-07

Branch Locations

1010 S Federal Highway Suite 2002, Hallandale Beach, FL 33009 • United States

Boca Raton, FL • United States

One Town Center Road 10Th Floor, Boca Raton, FL 33486 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Inc. Boca Raton FL 12/1999 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1981-07-22
  • S63 Uniform Securities Agent State Law Examination
    1981-07-22
Other Names
  • James Elliott Feit

View on SEC IAPD

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