James N Ellowitch

Current Employers

Employment History

• 10/2010 → 10/2022
  Lincoln Financial Advisors
  Paramus, NJ
• 10/2022 → 09/2023
  Sagepoint Financial, Inc.
  Fairfield, NJ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Fairfield, NJ

Previous Registrations

• 2022-10-21 → 2023-09-01
  Osaic Services, Inc.
  Scottsdale, AZ
  Fairfield, NJ
  Fairfield, NJ
• 2010-10-01 → 2022-10-25
  Osaic Fa, Inc.
  Paramus, NJ
• 2003-07-22 → 2010-10-01
  International Planning Alliance, Llc
  Fairfield, NJ

Other Businesses

1. IRONBRIDGE WEALTH COUNSEL, LLC POSITION: Private Wealth Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 10/21/2022 ADDRESS: 27 Horseneck Road, 2nd Floor Suite 11, Fairfield NJ 07004, United States DESCRIPTION: Offers long-term care and traditional life insurance along with fixed annuities. Marketing name for securities and insurance business 2. ELLOWITCH 3 LLC POSITION: Managing Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/01/1997 ADDRESS: 11011 Brookside Road, Suite 280, Allentown PA 18106, United States DESCRIPTION: Sell and service group insurance 3. JAMES ELLOWITCH, LIFE SETTLEMENTS POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2017 ADDRESS: 27 Horseneck Road, 2nd Floor Suite 11, Fairfield NJ 07004, United States DESCRIPTION: Sell and service fixed life settlements 4. SHIRLEY KANTOR TRUST POSITION: Trustee NATURE: I am trustee of a trust FBO my wife and sister-in-law. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/21/2000 ADDRESS: 96 Schweinberg Dr, Roseland NJ 07068-1136, United States DESCRIPTION: Monitor investments and request distributions. 5. PROFESSIONAL FUTURES, INC. POSITION: President NATURE: Group and individual medical, life, and disability insurance. This corporation is inactive, but receives renewal commissions. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/1968 ADDRESS: 96 Schweinberg Dr, Roseland NJ 07068, United States DESCRIPTION: Accounting for commissions 6. JAMES ELLOWITCH, LIFE SETTLEMENTS POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2017 ADDRESS: 27 Horseneck Road, Suite 200, Fairfield NJ 07004, United States DESCRIPTION: Sell and service fixed life settlements 7. IRONBRIDGE WEALTH COUNSEL, LLC POSITION: Private Wealth Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 10/21/2022 ADDRESS: 27 Horseneck Road, Suite 200, Fairfield NJ 07004, United States DESCRIPTION: Offers long-term care and traditional life insurance along with fixed annuities. Marketing name for securities and insurance business

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-03-26
• S63 Uniform Securities Agent State Law Examination
  1985-02-19

Designations