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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2006-07-11 |
| TX | RA | APPROVED | 2003-10-20 |
Branch Locations
8280 Ymca Plaza Drive Building 1, Baton Rouge, LA 70810 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ny Life Ins.C O. | New York | NY | 03/1969 | Present |
| Nylife Securities Inc. | Baton Rouge | LA | 11/1979 | Present |
| Ellis Insurance & Financial Group | Baton Rouge | LA | 06/2003 | Present |
[INSURANCE BROKERINGL APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED PRODUCTS; DBA "ELLIS INSURANCE & FINANCIAL GROUP"] [ELLIS LLC; RENTAL PROPERTY; 8280 YMCA PLAZA DRIVE BLDG. 1 BATON ROUGE, LA 70810] AFFILIATED WITH EAGLE STATEGIES [One Oak Square Office Park & Condominium Association; This is the office park that we are owners of our building. I attended the meeting this year and got myself elected president (that will teach me).; 8280 YMCA Plaza Dr., Bldg. 4, Baton Rouge, La., 70810; Start Date 10/2014; Role/Title: Officer; Not Investment Related; 2 hours per month; 2 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-12-28 |
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