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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-04 |
| AL | RA | APPROVED | 2023-09-01 |
Branch Locations
2220 University Boulevard, Tuscaloosa, AL 35401 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc | Tuscaloosa | AL | 01/2009 | 09/2023 |
| Pathway Financial Resources Llc | Tuscaloosa | AL | 06/2002 | Present |
| Downtown Professional Building, Llc | Tuscaloosa | AL | 08/2001 | Present |
| Osaic Wealth, Inc. | Tuscaloosa | AL | 09/2023 | Present |
1. PATHWAY FINANCIAL RESOURCES LLC,YES, 2220 UNIVERSITY BOULEVARD, TUSCALOOSA, AL 35401,OWNER,06/2002,60HRS,2HRS,SALES OF LIFE INSURANCE, HEALTH & DISABILITY INSURANCE AND ANNUITES; MANAGE OFFICE. 2. DOWNTOWN PROFESSIONAL BUILDING, LLC, YES,2220 UNIVERSITY BLVD., TUSCALOOSA, AL 35401,PARTNER,08/2001, 10HRS,0HRS,LLC OWNS THE BUILDING IN WHICH PATHWAY FINANCIAL RESOURCES OPERATES. 3. DOWNTOWN PROFESSIONAL BUILDING, LLC POSITION: PARTNER - NATURE: LIMITED LIABILITY COMPANY - INVESTMENT RELATED: NO NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2015 ADDRESS: 2220 UNIVERSITY BLVD TUSCALOOSA, AL 35401, TUSCALOOSA AL 35401 DESCRIPTION: DOWNTOWN PROFESSIONAL BUILDING, LLC OWNS THE BUILDING IN WHICH SAGEPOINT FINANCIAL OPERATES. 4. PATHWAY FINANCIAL RESOURCES POSITION: Partner - NATURE: Other - D/B/A Marketing Organization INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 01/01/2000 ADDRESS: 2220 University Blvd, Tuscaloosa AL 35401 DESCRIPTION: Sale of life insurance, health insurance, disability insurance, and annuities
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 1988-01-29 |
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