Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-04-29
  • MN RA
    APPROVED
    Since 2024-04-29

Branch Locations

223 Main St, Melrose, MN 56352 • United States

30 East Minnesota Avenue, Glenwood, MN 56334 • United States

175 E Bridge St, Redwood Falls, MN 56283 • United States

212 W James St, Paynesville, MN 56362 • United States

1309 Hwy 29 S, Suite 101, Alexandria, MN 56308 • United States

710 Csah 75 S, St. Joseph, MN 56374 • United States

1604 S First St Suite 230, Willmar, MN 56201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Anfinson Thompson Insurance Agency Willmar MN 12/2014 03/2024
Voya Financial Advisors, Inc Willmar MN 03/2016 12/2020
Cetera Advisor Networks Llc El Segundo CA 06/2021 03/2024
Anfinson Gilbertson Wealth Management Willmar MN 03/2024 01/2025
Cetera Wealth Services, Llc El Segundo CA 03/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 04/2024 Present
Anfinson Thompson Financial Services Willmar MN 12/2024 Present
  • 12/2014 → 03/2024
    Anfinson Thompson Insurance Agency
    Willmar, MN
  • 03/2016 → 12/2020
    Willmar, MN
  • 06/2021 → 03/2024
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 03/2024 → 01/2025
    Anfinson Gilbertson Wealth Management
    Willmar, MN
  • 03/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 04/2024 → Present
    Schaumburg, IL
  • 12/2024 → Present
    Anfinson Thompson Financial Services
    Willmar, MN
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 03/1972; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: ANFINSON THOMPSON FINANCIAL SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 35; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-04-18
S65 Uniform Investment Adviser Law Examination 1999-02-18
  • S63 Uniform Securities Agent State Law Examination
    2024-04-18
  • S65 Uniform Investment Adviser Law Examination
    1999-02-18
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Melrose, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor