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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-03 |
| MN | RA | APPROVED | 2023-06-29 |
Branch Locations
223 Main St, Melrose, MN 56352 • United States
710 Csah 75 S, St. Joseph, MN 56374 • United States
30 East Minnesota Avenue, Glenwood, MN 56334 • United States
175 E Bridge St, Redwood Falls, MN 56283 • United States
212 W James St, Paynesville, MN 56362 • United States
1309 Hwy 29 S, Suite 101, Alexandria, MN 56308 • United States
1604 S First St Suite 230, Willmar, MN 56201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Anfinson Thompson & Co. | Willmar | MN | 11/2007 | Present |
| Voya Financial Advisors | Willmar | MN | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Anfinson Thompson Financial Services | Willmar | MN | 10/2024 | Present |
1) NAME OF ENTITY: Anfinson, Thompson & Company, P.A., CPA's; Yes; 1604 1ST STREET S STE 230; WILLMAR; MN; 56201; Taxes and accounting; Taxes and financial planning; 12/1/1991; 50; 50; taxes and financial planning| 2) NAME OF ENTITY: CARRIS HEALTH LLC; No; 3001 CLEARWATER RD; ST CLOUD; MN; 56301; NON-PROFIT ORGANIZATION; BOARD MEMBER; 1/25/2018; 3; 0; ATTEND MEETINGS| 3) NAME OF ENTITY: CENTRA CARE HEALTH; No; 3001 CLEARWATER RD; ST CLOUD; MN; 56301; NON-PROFIT ORGANIZATION; BOARD MEMBER; 1/25/2018; 1; 0; ATTEND MEETINGS| 4) NAME OF ENTITY: Anfinson, Thompson & Company Properties, LLC; No; 1604 1st Street S; Willmar; MN; 56201; Property Management; Shareholder; 1/1/2021; 0; 0; Shareholder| 5) NAME OF OTHER BUSINESS: ANFINSON THOMPSON FINANCIAL SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: OWNER/ FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 6) NAME OF OTHER BUSINESS: QUESTWOOD HOMEOWNERS ASSOCIATION ; INVESTMENT RELATED: NO ADDRESS: 1601 QUESTWOOD DR FALCON HEIGHTS, MN 55113 ; NATURE OF BUSINESS: HOA BOARD ; START DATE: 08/01/2026 ; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0 ; BRIEF DESCRIPTION OF DUTIES: ATTEND BIMONTHLY MEETINGS, REVIEWE CD, & MAINT CONTRACTS HANDLED BY MANGT GROUP.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-11-20 |
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