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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-06-29
  • MN RA
    APPROVED
    Since 2023-06-29

Branch Locations

210 Main St, Cold Spring, MN 56320 • United States

306 E Main St, Melrose, MN 56352 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealthcare Cold Springs MN 09/2003 Present
The Tan Line, Llc Cold Spring MN 06/2011 06/2026
M&M Holdings Of Minnesota, Llc Cold Springs MN 01/2011 Present
M&M Holdings Of Cold Spring Llc Cold Springs MN 03/2012 Present
M&M Holdings Of Melrose Llc Cold Spring MN 03/2012 Present
Wealthcare Financial Services Cold Spring MN 07/2013 Present
Voya Financial Advisors Cold Spring MN 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
M & M Holdings Of Eden Valley Eden Valley MN 05/2022 Present
Wealthcare Agency Cold Springs MN 03/2004 Present
  • 09/2003 → Present
    Wealthcare
    Cold Springs, MN
  • 06/2011 → 06/2026
    The Tan Line, Llc
    Cold Spring, MN
  • 01/2011 → Present
    M&M Holdings Of Minnesota, Llc
    Cold Springs, MN
  • 03/2012 → Present
    M&M Holdings Of Cold Spring Llc
    Cold Springs, MN
  • 03/2012 → Present
    M&M Holdings Of Melrose Llc
    Cold Spring, MN
  • 07/2013 → Present
    Wealthcare Financial Services
    Cold Spring, MN
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Cold Spring, MN
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 05/2022 → Present
    M & M Holdings Of Eden Valley
    Eden Valley, MN
  • 03/2004 → Present
    Wealthcare Agency
    Cold Springs, MN
Previous Registrations
Other Businesses

1. NAME OF ENTITY: M & M HOLDINGS OF MINNESOTA, LLC; No; 16565 238TH STREET; COLD SPRING; MN; 56320; COMMERCIAL PROPERTY RENTAL; OWNER; 1/1/2011; 8; 8; COMMERCIAL PROPERTY RENTAL 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 12/2004; APX NUMBER OF HOURS PER WEEK: 6; APX NUMBER OF HOURS DURING TRADING HOURS: 6; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 3. NAME OF ENTITY: M &M Holdings of Melrose LLC; No; 16565 238TH STREET; COLD SPRING; MN; 56320; commercial Property Rental; owner; 3/1/2012; 8; 8; Commercial Property Rental 4. NAME OF ENTITY: WEALTHCARE FINANCIAL SERVICES; Yes; 210 MAIN ST; COLD SPRING; MN; 56320; FINANCIAL SERVICES; OWNER; 7/5/2013; 40; 40; SELL FIXED INSURANCE.SECURITIES AND INVESTMENT PRODUCTS. 5. NAME OF ENTITY: M&M Holdings of Cold Spring LLC; No; 16565 238TH STREET; COLD SPRING; MN; 56320; commercial Property Rental; owner; 3/1/2012; 8; 8; Commercial Property rental 6. NAME OF ENTITY: Wealthcare Inc.; No; 210 MAIN ST; COLD SPRING; MN; 56320; Tax preparation, bookkeeping, payroll and accounting; Owner; 1/1/2007; 160; 160; Tax preparation, bookkeeping, payroll and accounting 7. NAME OF ENTITY: MAR HOLDINGS LLC; Yes; 16565 238TH ST; COLD SPRING; MN; 56320; HOLDING COMPANY; Chief Member; 9/15/2018; 1; 1; ADMINISTRATION 8. NAME OF ENTITY: MIDDHAVEN; No; 20745 FRUITWOOD RD; RICHMOND; MN; 56368; VACATION PROPERTY HOLDING COMPANY; CHIEF MANAGER; 9/1/2018; 2; 0; BOOKKEEPING - ADMINISTRATION 9. NAME OF ENTITY: MMLM HUNTER'S PARADISE; No; XXXX HIGHWAY 55 E; KIMBALL; MN; 55353; FAMILY HUNTING LAND; PRESIDENT; 9/15/2018; 2; 0; UPKEEP OF THE LAND AND HUNTING 10. NAME OF OTHER BUSINESS: M & M HOLDINGS OF EDEN VALLEY; INVESTMENT RELATED: NO; ADDRESS: 101 STEARNS AVE E EDEN VALLEY, MN 55329; NATURE OF BUSINESS: REAL ESTATE HOLDING COMPANY; START DATE: 05/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: COMMERCIAL PROPERTY RENTAL, COLLECT RENTS; 11. NAME OF OTHER BUSINESS: WEALTHCARE AGENCY, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 03/2004, POSITION/TITLE/RELATIONSHIP: OWNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FIXED INSURANCE; 12. NAME OF OTHER BUSINESS: UPPER MIDWEST DISTRICT OF AMC OF A; INVESTMENT RELATED: NO; ADDRESS: 5143 S. 40TH STREET ST. CLOUD, MN 56301; NATURE OF BUSINESS: NON PROFIT; START DATE: 05/2024; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: CONSULTING WITH OTHER BOARD MEMBERS FOR PLANNING EVENTS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-03
  • S66 Uniform Combined State Law Examination
    2005-11-03

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