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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2013-02-13
TX RA APPROVED_RES 2013-02-13
  • LA RA
    APPROVED
    Since 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2013-02-13

Branch Locations

1105 30Th Ave Suite 201, Gulfport, MS 39571 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Mandeville LA 02/2013 Present
Stowaway Bna-1 Investors, Llc Hattiesburg MS 05/2016 Present
Previous Registrations
  • 2005-02-17 → 2013-02-13
    Morgan Keegan & Company, Llc
    Mandeville, LA
    Hattiesburg, MS
    Hattiesburg, MS
    New Orleans, LA
    Mandeville, LA
Other Businesses

Name of Business : Stowaway BNA-1 Investors, LLC Address: 32 Meadowlake Circle,Hattiesburg, MS Nature of the Business: Personal/Private Investment Position/Title: Investment Related:Yes Start Date: 05/20/2016 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Member of the LLC

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1980-08-14
  • S63 Uniform Securities Agent State Law Examination
    1980-08-14

View on SEC IAPD

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