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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-07-05 |
Branch Locations
7801 Quaker Ave, Lubbock, TX 79424 • United States
1000 8Th St., Wellington, TX 79095 • United States
405 S Alan L Bean Blvd., Wheeler, TX 79096 • United States
2003 Avenue F Nw., Childress, TX 79201 • United States
119 S 6Th St., Memphis, TX 79245 • United States
1301 Hwy 59 North., Bowie, TX 76230 • United States
501 Phelps Ave., Littlefield, TX 79339 • United States
302 Denrock Ave., Dalhart, TX 79022 • United States
301 Main Street., Canadian, TX 79014 • United States
816 Main Street, Olton, TX 79064 • United States
1343 N Plaze Dr, Granbury, TX 76048 • United States
717 10Th St, Paducah, TX 79248 • United States
117 S Graham, Stephenville, TX 76401 • United States
1310 4Th Ave, Canyon, TX 79015 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Heritage Life Insurance | Lubbock | TX | 05/2015 | 07/2018 |
| Wellington State Bank (Formerly: Security State Bank) | Lubbock | TX | 07/2016 | Present |
| Lpl Financial, Llc | Lubbock | TX | 07/2016 | Present |
1. 8/22/2016: Wellington State Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/20/2016 - 160 Hours Per Month/8 Hours During Securities Trading. 2. 10/20/2017 - MCS Capital Ventures - Investment Related - Lubbock, TX - Real Estate Rental - Owner - Started 06/07/2017 - 10 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-14 |
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