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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2016-05-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2016 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2016 | Present |
1.CONWAY & COMPANY REALTORS, 2914 N HERITAGE ST, KINSTON, NC, 1/1967 AS OWNER OF SCORP SELLING RESIDENTIAL & COMMERCIAL REAL ESTATE. NIR - 5 HR/WK - 0/TRADING. 2.FINANCIAL RESEARCH ASSOCIATES, 2914 N HERITAGE ST, KINSTON, NC, 1/1967 AS OWNER/INDEPENDENT INSURANCE AGENT SELLING FIXED ANNUITIES THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. NIR - 5 HR/WK - 3/TRADING. 3.CONWAY & COMPANY PROPERTY MANAGEMENT, 2914 N HERITAGE ST, KINSTON, NC, 1/1967 AS OWNER OF SCORP MANAGING PROPERTY. NIR - 5 HR/WK - 0/TRADING. 4.CONWAY & COMPANY INSURERS, 2914 N HERITAGE ST, KINSTON, NC, 1/1967 AS OWNER/AGENT SELLING/SERVICING P&C, HEALTH, & LIFE PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. NIR - 10 HR/WK - 0/TRADING. 5.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 6.MIC HOLDINGS, LLC, 2914 North Herritage Street, Kinston NC 28501, United States, 10/07/2021, Owner, Real Estate, NIR, 1 HR/MO - 1 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-11-26 |
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