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Current Employers
Robert W. Colby Asset Management, Inc.

48 Wall Street 11Th Floor, New York, NY 10005 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-19
TX RA APPROVED 2017-02-17
  • NY RA
    APPROVED
    Since 2021-08-19
  • TX RA
    APPROVED
    Since 2017-02-17

Branch Locations

48 Wall Street 11Th Floor, New York, NY 10005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Colby Asset Management Inc New York NY 01/2010 Present
Self-Employed New York NY 06/2001 Present
Other Businesses

1. - ROBERT W COLBY ASSET MANAGEMENT INC., REGISTERED INVESTMENT ADVISOR IN NY STATE, 365 CANAL ST., 3A, NY NY 10013, BEGAN JAN 1020, HRS/MO: 10, HRS DURING TRADING: 1, DUTIES: DEVELOP AND MANAGE DECISION-MAKING QUANTITATIVE/TECHNICAL ALGORITHMS FOR USE IN PORTFOLIO CONSTRUCTION. 2. COLBY RESEARCH SERVICES, PROPRIETOR, 365 CANAL ST., 3A, NY, NY 10013, START: 07/2001, HRS/MO: 200, HRS DURING TRADING: 6, DUTIES: CONDUCT PURE TECHNICAL/QUANTITATIVE RESEARCH AT THE REQUEST OF INVESTMENT PROFESSIONALS. WRITE BOOKS AND ARTICLES FOR PUBLICATIONS IN MAJOR MEDIA, INCLUDING 2 WEBSITES: ROBERTWCOLBY.COM AND TRADERPLANET.COM. 3. ERSKINE & ERSKINE, 10%OWNER, RESEARCH & DEVELOPMENT, 30 HIGHLAND STREET, WORCESTER, MA 01609-2704, START 07/2009, HRS /MONTH: 1, HRS DURING TRADING: 0, DUTIES: DEVELOP QUANTITATIVE MODELS FOR DECISION MAKING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-03
  • S65 Uniform Investment Adviser Law Examination
    2009-12-03
Other Names
  • Bob Colby

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