Best Investors
Account
Sign in
5320 Northshore Drive, North Little Rock, AR 72118 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2016-09-29 |
Branch Locations
1603 22Nd Street Suite 202, West Des Moines, IA 50266 • United States
5320 Northshore Drive, North Little Rock, AR 72118 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compensation Designs | West Des Moines | IA | 01/1986 | Present |
| Concert Wealth Management, Inc. | San Jose | CA | 06/2016 | 04/2017 |
| International Assets Advisory, Llc | West Des Moines | IA | 07/2016 | 12/2016 |
| Sowell Financial Services, Llc | North Little Rock | AR | 09/2016 | Present |
COMPENSATION DESIGNS,LLC 1603 22ND STREET, SUITE 202, WEST DES MOINES, IA 50266 - PROVIDING EMPLOYEE BENEFIT AND NON-QUALIFIED PROGRAMS FOR CORPORATE CLIENTS - LICENSED INSURANCE AGENT AND OWNER SINCE 1986 - APPROX 80 HRS/MO - COMMISSIONS. Executor/Trustee for relative's estate, since 2/26/2020, private residence address, Investment related because Tom Clark is the Trust's rep for the IAR Account, 15-20 hours per month, minimal hours during trading, Compensation: Typical Executor fees. Growth Management Group, Since 9/2017, 1100 Torrey Rd Fenton MI, Position: Senior Advisor, Nature & Duties: Assist employers in applying for tax credits, Not investment related, 20 hours per month, No hours during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-24 |
Reach out to this advisor