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Peter Ignazio Cardillo

Spartan Capital Private Wealth Management LLC

New York, NY

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Current Employers
Spartan Capital Private Wealth Management Llc

45 Broadway 19Th Floor, New York, NY 10006 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-01-05
  • NJ RA
    APPROVED
    Since 2022-01-05

Branch Locations

45 Broadway 19Th Floor, New York, NY 10006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rockwell Global Capital, Llc Melville NY 08/2011 04/2018
Spartan Capital Securities Llc New York NY 04/2018 Present
  • 08/2011 → 04/2018
    Rockwell Global Capital, Llc
    Melville, NY
  • 04/2018 → Present
    Spartan Capital Securities Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-08
S63 Uniform Securities Agent State Law Examination 1991-10-22
  • S65 Uniform Investment Adviser Law Examination
    2017-08-08
  • S63 Uniform Securities Agent State Law Examination
    1991-10-22

View on SEC IAPD

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