Gary Wayne Carby

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2022-09-02
TX	RA	APPROVED	2009-03-12

MD RA
APPROVED

Since 2022-09-02
TX RA
APPROVED

Since 2009-03-12

Branch Locations

7250 Dallas Parkway Suite120, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Plano	TX	03/2009	Present

03/2009 → Present

Ubs Financial Services Inc

Plano, TX

Previous Registrations

1993-07-31 → 2009-04-01

Citigroup Global Markets Inc.

Dallas, TX

Dallas, TX

Other Businesses

CARBY WHITWORTH PROPERTIES LLC / 17940 CASTLE BEND DR DALLAS,TX 75287 / PARTNERSHIP/ REAL ESTATE / REAL ESTATE RESIDENTIAL / PARTNER / / ADMINISTRATIVE / START DATE 3/15/2007

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-07-23
S63	Uniform Securities Agent State Law Examination	1986-07-25

S65 Uniform Investment Adviser Law Examination

1997-07-23
S63 Uniform Securities Agent State Law Examination

1986-07-25

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews