Nondo Dominic Capuano

Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → Present
  Robert W Baird
  Denver, CO

Previous Registrations

• 1999-08-05 → 2011-08-25
  Charles Schwab & Co., Inc.
  Denver, CO
  Denver, CO

Other Businesses

Name/Address: Grand Lodge on Peak 7 / 1929 Ski Hill Road, Breckenridge, CO 80424 Start Date: 6/1/2011 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Time Share Owner that occasionally rents out space. Non Investment Related Name/Address: Capuano family charitable foundation 6072 S Oswego St Englewood CO 80111 Start Date: 12/4/19 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Owner/Family Foundation Investment Related

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-01
• S63 Uniform Securities Agent State Law Examination
  1994-10-25

Designations

• Certified Financial Planner