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James Alan Brown

Sycamore Financial Advisors, Inc.

Nashville, TN

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Current Employers
Sycamore Financial Advisors, Inc.

51 B Murray Guard Dr, Jackson, TN 38305 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED_RES 2017-04-03
  • TN RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED_RES
    Since 2017-04-03

Branch Locations

4333 Wallace Ln, Nashville, TN 37215 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Brentwood TN 05/2009 Present
Shanklin Capital Management, Inc. Dba Sycamore Financial Advisor Humboldt TN 09/2016 Present
  • 05/2009 → Present
    Wells Fargo Advisors Llc
    Brentwood, TN
  • 09/2016 → Present
    Shanklin Capital Management, Inc. Dba Sycamore Financial Advisor
    Humboldt, TN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-09-15
S63 Uniform Securities Agent State Law Examination 1985-04-29
  • S65 Uniform Investment Adviser Law Examination
    1992-09-15
  • S63 Uniform Securities Agent State Law Examination
    1985-04-29
Other Names
  • Jim Brown

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
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WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
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