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4295 San Felipe Suite 300, Houston, TX 77027 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-03-18 |
Branch Locations
4295 San Felipe Suite 300, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Houston | TX | 07/2015 | 03/2022 |
| Lpl Financial, Llc | Houston | TX | 03/2022 | Present |
| Symphony Financial, Ltd. Co. | Houston | TX | 03/2022 | Present |
1- 02/2022 / Bollich and Burgoyne / DBA for LPL and Symphony Business / Investment Related / 120 Hr mnth & 40 Hf during trading / Houston, TX 77027 2- 02/2022 / E. Nicholas, LLC / Business Entity For Tax/Investment Purposes Only / Non Investment Related / Houston, TX 77024 3- 02/2022 / Jenbrisan, LLC / Business Entity For Tax/Investment Purposes Only / Non Investment Related / Houston, TX 77024 4- 02/2022 / Genoa Prospect, LLC / Business Entity For Tax/Investment Purposes Only / Non Investment Related / Houston, TX 77024 5- 02/2022 / Nicolina, LLC / Business Entity For Tax/Investment Purposes Only / Non Investment Related / Houston, TX 77024 6- 05/04/2022 - Symphony Financial Limited Co. - Investment Related - At Reported Business Location(s ) - Registered Investment Advisor Hybrid - IAR/Financial Professional - Start Date - 02/28/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Symphony Financial Limited Co., an independent investment advisor firm. I started this business activity in 2/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7-11/28/2022 - Bollich & Burgoyne - Investment Related - At Reported Business Location(s) - Other - Hybrid RIA Transition Assistance - Start Date - 11/15/2022 - 0 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1979-08-24 |
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