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Elridge Nicholas Bollich

Symphony Financial, Ltd. Co.

Houston, TX

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Current Employers
Symphony Financial, Ltd. Co.

4295 San Felipe Suite 300, Houston, TX 77027 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-18
  • TX RA
    APPROVED
    Since 2022-03-18

Branch Locations

4295 San Felipe Suite 300, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Houston TX 07/2015 03/2022
Lpl Financial, Llc Houston TX 03/2022 Present
Symphony Financial, Ltd. Co. Houston TX 03/2022 Present
  • 07/2015 → 03/2022
    Ameriprise Financial Services, Inc.
    Houston, TX
  • 03/2022 → Present
    Lpl Financial, Llc
    Houston, TX
  • 03/2022 → Present
    Houston, TX
Previous Registrations
Other Businesses

1- 02/2022 / Bollich and Burgoyne / DBA for LPL and Symphony Business / Investment Related / 120 Hr mnth & 40 Hf during trading / Houston, TX 77027 2- 02/2022 / E. Nicholas, LLC / Business Entity For Tax/Investment Purposes Only / Non Investment Related / Houston, TX 77024 3- 02/2022 / Jenbrisan, LLC / Business Entity For Tax/Investment Purposes Only / Non Investment Related / Houston, TX 77024 4- 02/2022 / Genoa Prospect, LLC / Business Entity For Tax/Investment Purposes Only / Non Investment Related / Houston, TX 77024 5- 02/2022 / Nicolina, LLC / Business Entity For Tax/Investment Purposes Only / Non Investment Related / Houston, TX 77024 6- 05/04/2022 - Symphony Financial Limited Co. - Investment Related - At Reported Business Location(s ) - Registered Investment Advisor Hybrid - IAR/Financial Professional - Start Date - 02/28/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Symphony Financial Limited Co., an independent investment advisor firm. I started this business activity in 2/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7-11/28/2022 - Bollich & Burgoyne - Investment Related - At Reported Business Location(s) - Other - Hybrid RIA Transition Assistance - Start Date - 11/15/2022 - 0 Hours Per Month/0 Hours During Securities Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1979-08-24
  • S63 Uniform Securities Agent State Law Examination
    1979-08-24
Other Names
  • Elridge Nick Bollich

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