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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-21
FL RA APPROVED 2024-01-26
  • TX RA
    APPROVED
    Since 2024-03-21
  • FL RA
    APPROVED
    Since 2024-01-26

Branch Locations

1404 Druid Road, Maitland, FL 32751 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Longwood FL 10/2003 Present
B&R Financial, Llc Longwood FL 01/2006 08/2019
Cetera Advisors Llc Denver CO 02/2015 Present
Dba Masters Prosports & Entertainment Maitland FL 11/2016 12/2021
Masters Private Client Group, Llc Asheville NC 06/2011 12/2021
Cetera Investment Advisers Llc Schaumburg IL 01/2024 Present
Cetera Investment Advisers Llc Maitland FL 03/2024 Present
  • 10/2003 → Present
    Self Employed
    Longwood, FL
  • 01/2006 → 08/2019
    B&R Financial, Llc
    Longwood, FL
  • 02/2015 → Present
    Cetera Advisors Llc
    Denver, CO
  • 11/2016 → 12/2021
    Dba Masters Prosports & Entertainment
    Maitland, FL
  • 06/2011 → 12/2021
    Masters Private Client Group, Llc
    Asheville, NC
  • 01/2024 → Present
    Schaumburg, IL
  • 03/2024 → Present
    Maitland, FL
Previous Registrations
  • 2011-07-18 → 2015-03-17
    Capital Guardian Wealth Management, Llc
    Longwood, FL
  • 2010-04-20 → 2012-03-28
    Circle One Wealth Management, Llc
    Mount Pleasant, SC
  • 2009-10-16 → 2010-12-31
    Triton Financial, Llc
    Austin, TX
    Altamonte Springs, FL
    Altamonte Springs, FL
  • 2007-01-03 → 2009-08-10
    Cetera Advisors Llc
    Altamonte Springs, FL
    Longwood, FL
    Baton Rouge, LA
  • 1992-03-25 → 2005-11-18
    Raymond James Financial Services, Inc.
    Maitland, FL
Other Businesses

1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, START FEBRUARY 2015, 5 HOURS PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT - SELLS LIFE. 2. NAME OF OTHER BUSINESS: BLACKARD FINANCIAL SERVICES, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INCOME AND EXPENSES; START DATE: 08/2019; POSITION/TITLE/RELATIONSHIP: OWNER / MANAGER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: ENTITY USED FOR INCOME AND EXPENSES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-25
S63 Uniform Securities Agent State Law Examination 1992-10-02
  • S65 Uniform Investment Adviser Law Examination
    2006-07-25
  • S63 Uniform Securities Agent State Law Examination
    1992-10-02

View on SEC IAPD

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