Charles Herbert Ballou

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1985 → Present
  Raymond James Financial Services, Inc.
  Columbus, OH
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Columbus, OH

Previous Registrations

• 2004-06-01 → 2015-04-06
  Asset Planning Management & Research Inc
  Columbus, OH

Other Businesses

(1) Name of Business: Ballou Family Office Address: 4672 Larwell Dr, Columbus, OH, 43220, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/20/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: principal - branch manager \nOwner (2) Name of Business: Charles H Ballou CFP Address: 4672 Larwell Dr, Columbus, OH, 43220, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/13/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner

Exams

• S63 Uniform Securities Agent State Law Examination
  1979-11-28

Designations

• Certified Financial Planner

Other Names

• Charles Herbert Ballou