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600 Travis Suite 5900, Houston, TX 77002-3003 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-08-30 |
Branch Locations
600 Travis Suite 5900, Houston, TX 77002 • United States
5950 Sherry Lane Suite 470, Dallas, TX 75225 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sanders Morris Harris Llc | Houston | TX | 09/1991 | Present |
| Smh Capital Advisors Llc | Houston | TX | 10/2000 | Present |
| Global Financial Services, L.L.C. | Houston | TX | 12/2010 | 09/2016 |
1) Sewell Development Group LLC, Investment Related, Houston, TX, Director/Officer, 7/2013, 1 hr per month, 0 during Securities Trading, limited partner.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-29 |
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