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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2026-03-30 |
| UT | RA | APPROVED | 2012-01-06 |
Branch Locations
8861 W. Sahara Ave. Suite 260, Las Vegas, NV 89117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfgia | Las Vegas | NV | 06/2001 | Present |
| Metcalf & Spilsbury Mortuaries | St. George | UT | 04/2006 | Present |
| Transamerica Financial Advisors, Inc | Las Vegas | NV | 01/2012 | Present |
| Arbon Financial,Inc. | St George | UT | 01/2000 | Present |
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." METCALF & SPILSBURY MORTUARIES / 0406-Present / Investment Related: No/ St. George, UT; Hurricane, UT; Logandale, NV and Mesquite, NV/ Pre need sales agent / Funeral Services - Pre need planning / Hrs Work Monthly: 20%/ Sec Trading Hrs: 10%/ Pre need sales agent ARBON FINANCIAL,INC.; NOT INVESTMENT RELATED; 4831 SOUTH WHISPER POINT CIRCLE, ST GEORGE UT 84790; PASS THROUGH SUB-S CORPORATION; PRESIDENT 01/2000; 160 HRS/MONTH; FINANCIAL SERVICES SALES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 1989-12-27 |
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