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Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2026-03-30
UT RA APPROVED 2012-01-06
  • NV RA
    APPROVED
    Since 2026-03-30
  • UT RA
    APPROVED
    Since 2012-01-06

Branch Locations

8861 W. Sahara Ave. Suite 260, Las Vegas, NV 89117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfgia Las Vegas NV 06/2001 Present
Metcalf & Spilsbury Mortuaries St. George UT 04/2006 Present
Transamerica Financial Advisors, Inc Las Vegas NV 01/2012 Present
Arbon Financial,Inc. St George UT 01/2000 Present
  • 06/2001 → Present
    Wfgia
    Las Vegas, NV
  • 04/2006 → Present
    Metcalf & Spilsbury Mortuaries
    St. George, UT
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Las Vegas, NV
  • 01/2000 → Present
    Arbon Financial,Inc.
    St George, UT
Previous Registrations
  • 2006-08-21 → 2012-01-06
    Investment Advisors International, Inc.
    Hurricane, UT
    Ogden, UT
  • 2002-08-26 → 2006-08-21
    Ogden, UT
  • 1997-12-08 → 2002-07-01
    Wma Investment Advisors, Inc. (Wmaia)
    Duluth, GA
Other Businesses

Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." METCALF & SPILSBURY MORTUARIES / 0406-Present / Investment Related: No/ St. George, UT; Hurricane, UT; Logandale, NV and Mesquite, NV/ Pre need sales agent / Funeral Services - Pre need planning / Hrs Work Monthly: 20%/ Sec Trading Hrs: 10%/ Pre need sales agent ARBON FINANCIAL,INC.; NOT INVESTMENT RELATED; 4831 SOUTH WHISPER POINT CIRCLE, ST GEORGE UT 84790; PASS THROUGH SUB-S CORPORATION; PRESIDENT 01/2000; 160 HRS/MONTH; FINANCIAL SERVICES SALES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-11-18
S63 Uniform Securities Agent State Law Examination 1989-12-27
  • S65 Uniform Investment Adviser Law Examination
    1997-11-18
  • S63 Uniform Securities Agent State Law Examination
    1989-12-27
Other Names
  • Bob Arbon

View on SEC IAPD

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