Charles Paul Andersen

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1977 → Present
  Mutual Benefit Life Ins Co.
  Denver, CO
• 10/1991 → Present
  Mml Investors Services
  Denver, CO

Other Businesses

1. NAME: H&KINC CAR WASH INV REL: Y ADD: 806 EAST 19TH AVENUE DENVER, CO 80218 NATURE: RENTAL PROPERTY POSITION: OWNERSHIP START DATE: 1985 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: WHATEVER AN OWNER DOES (2)NAME: EXECUTIVE COMPENSATION INC INV REL: Y ADD: 806 EAST 19TH AVENUE DENVER CO 80218 NATURE: TPA/PENSION SERVICES POSITION: OWNER START DATE: 1978 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: PROVIDE ANNUAL ADMINISTRATIVE SERVICES FOR PENSION AND PROFIT SHARING PLANS PROVIDING THE NECESSARY FORMS REQUIRED BY THE IRS AND DOL TO THOSE AGENCIES AND THE APPROPRIATE REQUIRED DISCLOSURES TO PARTICIPANTS (3)NAME: GENERAL PARTNER OF ANDERSEN FAMILY PARTNERSHIP INV REL: Y ADD: 806 E 19TH AVE DENVER CO 80218 NATURE: REAL ESTATE POSITION: OWNER/GENERAL PARTNER START DATE: 1/1/06 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: SIMPLE RENTAL

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-12-30