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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2016-04-20 |
Branch Locations
257 E Ridgewood Ave Suite 305, Ridgewood, NJ 07450 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Investment Services, Llc | Paramus | NJ | 01/2006 | Present |
| Kestra Advisory Services, Llc | Paramus | NJ | 04/2016 | Present |
Business Name: Wealth Preservation Solutions, LLC Investment Related: Yes Address: 257 East Ridgewood Avenue Suite 305 Ridgewood NJ 07450 Nature of Business: Investment Advisory (RIA, IAR, Financial Planning, etc.) Position, Title or Relationship: I am an investment advisor and insurance agent. Start Date: 1/1/2004 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: I provide investment advisory, estate planning and insurance planning services.Business Name: Dancole Associates Investment Related: No Address: 11 Cameron Road Saddle River NJ 07458 Nature of Business: Insurance Position, Title or Relationship: President Start Date: 2/1/1982 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: sales and administrationBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-03-30 |
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