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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2016-04-20
  • NJ RA
    APPROVED
    Since 2016-04-20

Branch Locations

257 E Ridgewood Ave Suite 305, Ridgewood, NJ 07450 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Investment Services, Llc Paramus NJ 01/2006 Present
Kestra Advisory Services, Llc Paramus NJ 04/2016 Present
Previous Registrations
  • 2004-05-10 → 2006-01-31
    Osaic Fa, Inc.
    Ridgewood, NJ
Other Businesses

Business Name: Wealth Preservation Solutions, LLC Investment Related: Yes Address: 257 East Ridgewood Avenue Suite 305 Ridgewood NJ 07450 Nature of Business: Investment Advisory (RIA, IAR, Financial Planning, etc.) Position, Title or Relationship: I am an investment advisor and insurance agent. Start Date: 1/1/2004 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: I provide investment advisory, estate planning and insurance planning services.Business Name: Dancole Associates Investment Related: No Address: 11 Cameron Road Saddle River NJ 07458 Nature of Business: Insurance Position, Title or Relationship: President Start Date: 2/1/1982 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: sales and administrationBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-03-30
  • S63 Uniform Securities Agent State Law Examination
    1990-03-30

View on SEC IAPD

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