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1919 Decatur Street, Houston, TX 77007-7636 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cap Six Advisors Llc | Houston | TX | 01/2023 | Present |
| Ocaso Ventures Llc | Houston | TX | 09/2020 | 01/2023 |
| Self-Employed/Homemaker | Houston | TX | 10/2012 | 09/2020 |
Kleberg and Company Bankers Incorporated Investment-related 100 E. Kleberg, Kingsville, TX 78363 Holding company for regional bank Board Member/ Director since April 2020 5 hours/month, 2 hours/month during trading hours Act a fiduciary and oversee management team King Ranch, Inc. Investment-related 3 Riverway #1600, Houston, TX 77056 Family-owned agricultural conglomerate Board member/Director, Chair of Shareholder Communications and Education Committee Began June 2022 12 hours/month 8 hours/month during trading hours Oversee management team, shareholder education and communications CAJ Realty, LLC Investment-related 1929 Sunset Blvd. Houston, TX 77005 Holding company for real estate Member, Agent since May 2014 2 hours/year, none during trading hours Oversee investment, review government filings EJCJ Properties, LLC Investment-related 1929 Sunset Blvd. Houston, TX 77005 Holding company for investments President, Agent since November 2010 .5 hours/month, .5 hours/month during trading hours Review investment performance and government filings CCWTT CCWA Oil & Gas LLC Investment-related 320 SW 7th Avenue Amarillo, TX 79101 Oil and gas interests Manager since April 2014 1.5 hours/month, 1 hour/month during trading hours Oversee mineral interests SLA Realty, LLC Investment-related 4508 Cherokee Trail Dallas, TX 75209 Holding company for real estate Agent since May 2014 2 hours/year, none during trading hours Receive correspondence Ocaso Ventures, LLC Not investment-related 1929 Sunset Blvd. Houston, TX 77005 Holding company for tech investment Member, Agent since January 2021 1 hour/month, 1 hour/month during trading hours Oversee investment, review government filings Armstrong 141, LLC Investment-related PO Box 193 Kingsville, TX 78364 Holding company for real estate interests President, Treasurer since May 2011 4 hours/year, 4 hours/year during trading hours Oversee investment, review government filings EAT 2006-021, LLC Investment-related 100 E Kleberg Ave, Ste 200 Kingsville, TX 78363 Holding company for real estate interests Member since January 2014 2 hours/year, 2 hours/year during trading hours Oversee investment, review government filings CJJ 1929 Investments, LLC Investment-related 1929 Sunset Blvd. Houston, TX 77005 Holding company for investments Member, Agent since May 2019 .5 hours/month, .5 hours/month during trading hours Review investment performance and government filings Armstrong Operations, LLC Investment-related 600 Travis St. Suite 4200 Houston, TX 77002 Holding company for real estate Manager since February 2018 1 hour/month, none during trading hours Oversee investment, review government filings 2012 Armstrong Grandchildren's Trust Investment-related 100 E Kleberg Ave, Ste 200 Kingsville, TX 78363 Trust containing real estate interests and investments Co-Trustee since December 2012 2 hours/year, 2 hours/year during trading hours Oversee investment, review government filings CCW Testamentary Trust fbo CCWA Investment-related 320 SW 7th Avenue Amarillo, TX 79101 Real estate interests and investments Co-trustee since April 2014 1.5 hours/month, 1 hour/month during trading hours Oversee investments
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-05-01 |
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