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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-15
  • NY RA
    APPROVED
    Since 2025-09-15

Branch Locations

300 Madison Ave Fl 25, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clear Street New York NY 12/2021 12/2022
Unemployed New York NY 12/2022 02/2023
Consultant Sea Bright NJ 11/2021 12/2021
Ibm Armonk NY 10/2019 10/2021
Unemployed Cambridge MA 06/2019 10/2019
Lovepop Boston MA 10/2018 06/2019
Ibm Armonk NY 06/2017 10/2018
Charles River Associates Boston MA 06/2015 06/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 03/2023 Present
Northwestern Mutual Investment Services Llc New York NY 03/2023 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2023 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2023 Present
  • 12/2021 → 12/2022
    Clear Street
    New York, NY
  • 12/2022 → 02/2023
    Unemployed
    New York, NY
  • 11/2021 → 12/2021
    Consultant
    Sea Bright, NJ
  • 10/2019 → 10/2021
    Ibm
    Armonk, NY
  • 06/2019 → 10/2019
    Unemployed
    Cambridge, MA
  • 10/2018 → 06/2019
    Lovepop
    Boston, MA
  • 06/2017 → 10/2018
    Ibm
    Armonk, NY
  • 06/2015 → 06/2017
    Charles River Associates
    Boston, MA
  • 03/2023 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2023 → Present
    New York, NY
  • 09/2023 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 09/2023 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-02
  • S66 Uniform Combined State Law Examination
    2023-08-02
Other Names
  • Peter Joel Stein
  • Pete Stein

View on SEC IAPD

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