Alejandro Sanchez-Ordonez

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2020 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Brooklyn, NY
• 04/2020 → Present
  Bank Of America N.A.
  Brooklyn, NY
• 12/2017 → 04/2020
  Capital One Bank
  Brooklyn, NY
• 06/2017 → 09/2017
  National Geogrpahic
  New York, NY
• 08/2012 → 05/2017
  Cuny The City College Of New York
  New York, NY

Other Businesses

Name of the other businessAlumni Association of the City College of New York Whether the business is investment-relatedNoAddress of the other business: New York, NY 10031Nature of the other business: Non-Profit alumni association for the benefit of current Business & Economics Undergraduate students Your position: Board Member Title, or relationship with the other business: 2nd Vice-PresidentStart date of your relationship: 08/2017Approximate number of hours/month you devote to the other business1Number of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other businessHelp with the planning of events that will benefit business & Economics undergraduate students as well as vote on scholarship amounts and # of scholarships to be given out for every academic year.Name of the other business: Brooklyn Wear Company LLCWhether the business is investment-related: NoAddress of the other business: Brooklyn, NY 11204Nature of the other business: Clothing RetailerYour position: MemberTitle, or relationship with the other business: Founder/ Managing Member Start date of your relationship: 10/15/2020Approximate number of hours/month you devote to the other business: 15Number of hours you devote to the other business during securities trading hours: 0Briefly describe your duties relating to the other business: Discuss which articles of clothing should go into production and how much they should be retailed for. As well as assist in the maintenance of Online store.I*1243347For profit or not for profit: Entity For ProfitName of outside business organization: Brooklyn Wear Company LLCInvestment related: NAddress of business: OBA,Nature of business: Limited Liability CompanyPosition, title, association: General Partner/Managing MemberStart date of relationship: 4/4/2023Number of hours devoted: 5 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , Brooklyn Wear Company is a startup clothing line based in the borough of Brooklyn, NY. My responsibilities include making decisions on pricing of items and the vision of the company as it progresses. I* 1728290 For profit or not for profit: Entity For Profit Name of outside business organization: Uber Technologies Inc. Investment related: no Address of business: San Francisco, CA, 94158 Nature of business: Corporation Position, title, association: Consultant/Independent Contractor Start date of relationship: 02/27/2024 Number of hours devoted: 10 weekly Number of hours devoted during trading hours: 0 Duties: Take on food delivery tasks on the Uber Eats app from people that have ordered food via the Uber Eats platform.

Exams

• S66 Uniform Combined State Law Examination
  2023-06-02