Jordan L Smith

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2024-10-17

MD RA
APPROVED

Since 2024-10-17

Branch Locations

909 Rose Ave Ste 400, North Bethesda, MD 20852 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	03/2018	10/2024
Unemployed	Hyattsville	MD	11/2017	03/2018
Urban Teacher Center, Inc	Baltimore	MD	09/2015	11/2017
Lpl Financial, Llc	Rockville	MD	10/2024	Present

03/2018 → 10/2024

Edward Jones

St Louis, MO
11/2017 → 03/2018

Unemployed

Hyattsville, MD
09/2015 → 11/2017

Urban Teacher Center, Inc

Baltimore, MD
10/2024 → Present

Lpl Financial, Llc

Rockville, MD

Previous Registrations

2018-05-14 → 2024-10-18

Edward Jones

Hyattsville, MD

Bethesda, MD

Hyattsville, MD

St Louis, MO

Silver Spring, MD

Other Businesses

1. 08/22/2024- New Mountain Wealth Management- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) 2. 08/22/2024- Non-Variable Insurance- MD 20852- 4 hrs per mnth- 1 hr during trading- Start Date 09/30/2024

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-05-11

S66 Uniform Combined State Law Examination

2018-05-11

Designations

Certified Financial Planner

Other Names

Jordan Levi Smith

View on SEC IAPD