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Boone T Pham

Morgan Stanley

Boca Raton, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-06-05
TX RA APPROVED 2024-06-04
  • FL RA
    APPROVED
    Since 2024-06-05
  • TX RA
    APPROVED
    Since 2024-06-04

Branch Locations

595 South Federal Highway Suite 400, Boca Raton, FL 33432 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Temple Terrace FL 03/2023 09/2023
Student At University Of South Florida Tampa FL 05/2021 03/2023
Student At Santa Fe College Gainesville FL 05/2020 05/2021
717 Parking Gainesville FL 09/2017 04/2020
Unemployed Sarsota FL 05/2016 09/2017
Morgan Stanley Boca Raton FL 09/2023 Present
  • 03/2023 → 09/2023
    E*Trade Securities Llc
    Temple Terrace, FL
  • 05/2021 → 03/2023
    Student At University Of South Florida
    Tampa, FL
  • 05/2020 → 05/2021
    Student At Santa Fe College
    Gainesville, FL
  • 09/2017 → 04/2020
    717 Parking
    Gainesville, FL
  • 05/2016 → 09/2017
    Unemployed
    Sarsota, FL
  • 09/2023 → Present
    Morgan Stanley
    Boca Raton, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-04
S63 Uniform Securities Agent State Law Examination 2023-12-13
  • S66 Uniform Combined State Law Examination
    2024-06-04
  • S63 Uniform Securities Agent State Law Examination
    2023-12-13

View on SEC IAPD

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FOCUS PARTNERS WEALTH, LLC
UBS FINANCIAL SERVICES INC.
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

THOMAS JETHRO DARDEN
Nancy JoeAnn Tush
LANCE P ROSS
BARBARA BLOOM VARGAS
ISABEL VOYER
JEFFREY MARK EAGLE
ELIZABETH V BRUNO
GREGORY DEHRMANN MISEYKO

Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

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